Solidly Established New Mexico Securities Law Firm
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Orchestrating complex securities transactions
I have extensive experience coordinating securities transactions by organizing the basic and necessary elements, while reconciling any conflicts that may arise among vital issues or key players. I can assist in all aspects of your transactions, including:
Capital raising
Debt and equity financing transactions
Debt or equity offerings
- Private placement
- Pipe transactions
- Regulation S (off-shore sales)
Bank lending, margin regulations
Transactions involving existing securities:
- Stock repurchase programs
- Tender and exchange offers
- Mergers and acquisitions
- Joint ventures and strategic alliances
- General commercial matters
- Resales
- Registration under the “34 Act”
Providing meticulous securities oversight
I help assure that your company is in compliance with all necessary government regulations by offering dependable counsel with regards to:
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Representation throughout the securities arbitration process
Approximately two-thirds of all securities arbitrations are between broker-dealers and their clients. The most common allegations of misconduct by a broker or a brokerage firm are:
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Contact a determined Santa Fe, New Mexico securities attorney.
To schedule an appointment with me, call 505-983-6026 or contact my office online.